Financial Services / FCA Compliance
Financial Services Compliance
Introduction
Our Expertise Includes:
The SMCR framework is designed to increase transparency and accountability within financial services.
- Identify the senior management roles and allocate their responsibilities appropriately.
- Certify the fitness and propriety of staff based on their roles.
- Deliver training sessions on conduct rules to ensure your team understands their obligations.
- Establish processes to monitor and maintain compliance over time.
The Consumer Duty regulation emphasizes acting in the best interest of customers and delivering good outcomes.
- Help firms embed Treating Customers Fairly (TCF) principles into their organizational culture.
- Align business policies and procedures with Consumer Duty standards.
- Assist with product and service design to ensure fair value is provided.
- Monitor outcomes and provide regular updates on compliance progress.
Why Choose BHCC for Financial Services Compliance?
Specialized Knowledge
With years of experience, we are experts in FCA regulations.
Pragmatic Approach
We offer realistic advice that fits seamlessly with your business processes.
Tailored Solutions
Our strategies are designed around your specific challenges.
Experience the Evolution of Business Excellence
At Bentley Hamilton Compliance Consultancy (BHCC), we believe in driving transformative change for businesses through cutting-edge compliance solutions. We go beyond traditional approaches, helping you adapt, grow, and thrive in an ever-evolving regulatory landscape. With a focus on financial services, data protection, and health & safety, we guide you through each step to ensure sustainable growth and success. By embracing innovation and expert advice, we enable you to reach new heights in operational efficiency and regulatory compliance, delivering a future-proofed business model.
